Sold by: ACA Group
Deployed on AWS
Automates surveillance and reporting of employee and registered reps personal trading activity and conflict of interest tracking, such as OBAs. Please reach out for scoping discussion.
Overview
Please reach out for scoping discussion.
ACAs Compliance Management Solution offers technology to help firms effectively and efficiently manage their compliance program activities and identify potential issues. Key features include automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, document management and reporting, visual analytics, and more.
Highlights
- Risk monitoring and analysis.
- Document management and reporting. Legal Document tracking (side letters & NDAs).
- Compliance Activity calendar.
Details
Sold by
Delivery method
Deployed on AWS
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Pricing
Pricing is based on the duration and terms of your contract with the vendor. This entitles you to a specified quantity of use for the contract duration. If you choose not to renew or replace your contract before it ends, access to these entitlements will expire.
Additional AWS infrastructure costs may apply. Use the AWS Pricing Calculator to estimate your infrastructure costs.
Dimension | Description | Cost/12 months |
|---|---|---|
User Count | Number of user licenses on compliance management module. | $100,000.00 |
Dimensions summary
This listing uses a contract pricing model with one dimension: user count. You pay based on the number of user licenses you need for the compliance management module. Pricing scales with the size of your team, so you add licenses as more staff require access. There are no separate tiers or usage-based add-ons here. You choose the license quantity that matches your firm's needs, and the total reflects that count over your contract term.
Top-of-mind questions for buyers
One user license covers one person who needs access to the compliance management module. You count the number of staff who will log in and use the platform. Each individual requiring access consumes one license, so the total reflects the headcount of your compliance and related teams.
Your cost scales with the number of user licenses you hold. As more staff need access, you add licenses to cover them. The platform is designed to scale as your firm grows, adapting to new markets or client bases. Contact the vendor for details on adding licenses mid-term.
Each license includes policy management, a compliance calendar and activity tracking, customizable dashboards, and compliance reports. You also get a content library of regulatory obligations and an audit trail that tracks activities in near real-time. The module can integrate with other systems and ingest data from related compliance services.
www.acaglobal.com
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Vendor refund policy
No refund policy.
Legal
Vendor terms and conditions
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Delivery details
Software as a Service (SaaS)
SaaS delivers cloud-based software applications directly to customers over the internet. You can access these applications through a subscription model. You will pay recurring monthly usage fees through your AWS bill, while AWS handles deployment and infrastructure management, ensuring scalability, reliability, and seamless integration with other AWS services.
Support
Vendor support
zachary.jones@acaglobal.com will be the main contact. Please reach out for next steps once agreement is in place.
AWS infrastructure support
AWS Support is a one-on-one, fast-response support channel that is staffed 24x7x365 with experienced and technical support engineers. The service helps customers of all sizes and technical abilities to successfully utilize the products and features provided by Amazon Web Services.
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