AWS Security Blog

How to Update AWS CloudHSM Devices and Client Instances to the Software and Firmware Versions Supported by AWS

by Tracy Pierce | on | in How-to guides, Security | | Comments

As I explained in my previous Security Blog post, a hardware security module (HSM) is a hardware device designed with the security of your data and cryptographic key material in mind. It is tamper-resistant hardware that prevents unauthorized users from attempting to pry open the device, plug in any extra devices to access data or keys such as subtokens, or damage the outside housing. The HSM device AWS CloudHSM offers is the Luna SA 7000 (also called Safenet Network HSM 7000), which is created by Gemalto. Depending on the firmware version you install, many of the security properties of these HSMs will have been validated under Federal Information Processing Standard (FIPS) 140-2, a standard issued by the National Institute of Standards and Technology (NIST) for cryptography modules. These standards are in place to protect the integrity and confidentiality of the data stored on cryptographic modules.

To help ensure its continued use, functionality, and support from AWS, we suggest that you update your AWS CloudHSM device software and firmware as well as the client instance software to current versions offered by AWS. As of the publication of this blog post, the current non-FIPS-validated versions are 5.4.9/client, 5.3.13/software, and 6.20.2/firmware, and the current FIPS-validated versions are 5.4.9/client, 5.3.13/software, and 6.10.9/firmware. (The firmware version determines FIPS validation.) It is important to know your current versions before updating so that you can follow the correct update path.

In this post, I demonstrate how to update your current CloudHSM devices and client instances so that you are using the most current versions of software and firmware. If you contact AWS Support for CloudHSM hardware and application issues, you will be required to update to these supported versions before proceeding. Also, any newly provisioned CloudHSM devices will use these supported software and firmware versions only, and AWS does not offer “downgrade options.

Note: Before you perform any updates, check with your local CloudHSM administrator and application developer to verify that these updates will not conflict with your current applications or architecture.

Overview of the update process

To update your client and CloudHSM devices, you must use both update paths offered by AWS. The first path involves updating the software on your client instance, also known as a control instance. Following the second path updates the software first and then the firmware on your CloudHSM devices. The CloudHSM software must be updated before the firmware because of the firmware’s dependencies on the software in order to work appropriately.

As I demonstrate in this post, the correct update order is:

  1. Updating your client instance
  2. Updating your CloudHSM software
  3. Updating your CloudHSM firmware

To update your client instance, you must have the private SSH key you created when you first set up your client environment. This key is used to connect via SSH protocol on port 22 of your client instance. If you have more than one client instance, you must repeat this connection and update process on each of them. The following diagram shows the flow of an SSH connection from your local network to your client instances in the AWS Cloud.

Diagram that shows the flow of an SSH connection from your local network to your client instances in the AWS Cloud

After you update your client instance to the most recent software (5.3.13), you then must update the CloudHSM device software and firmware. First, you must initiate an SSH connection from any one client instance to each CloudHSM device, as illustrated in the following diagram. A successful SSH connection will have you land at the Luna shell, denoted by lunash:>. Second, you must be able to initiate a Secure Copy (SCP) of files to each device from the client instance. Because the software and firmware updates require an elevated level of privilege, you must have the Security Officer (SO) password that you created when you initialized your CloudHSM devices.

Diagram illustrating the initiation of an SSH connection from any one client instance to each CloudHSM device

After you have completed all updates, you can receive enhanced troubleshooting assistance from AWS, if you need it. When new versions of software and firmware are released, AWS performs extensive testing to ensure your smooth transition from version to version.

Detailed guidance for updating your client instance, CloudHSM software, and CloudHSM firmware

1.  Updating your client instance

Let’s start by updating your client instances. My client instance and CloudHSM devices are in the eu-west-1 region, but these steps work the same in any AWS region. Because Gemalto offers client instances in both Linux and Windows, I will cover steps to update both. I will start with Linux. Please note that all commands should be run as the “root” user.

Updating the Linux client

  1. SSH from your local network into the client instance. You can do this from Linux or Windows. Typically, you would do this from the directory where you have stored your private SSH key by using a command like the following command in a terminal or PuTTY This initiates the SSH connection by pointing to the path of your SSH key and denoting the user name and IP address of your client instance.
    ssh –i /Users/Bob/Keys/CloudHSM_SSH_Key.pem ec2-user@1.1.1.1
  1. After the SSH connection is established, you must stop all applications and services on the instance that are using the CloudHSM device. This is required because you are removing old software and installing new software in its place. After you have stopped all applications and services, you can move on to remove the existing version of the client software.
    /usr/safenet/lunaclient/bin/uninstall.sh

This command will remove the old client software, but will not remove your configuration file or certificates. These will be saved in the Chrystoki.conf file of your /etc directory and your usr/safenet/lunaclient/cert directory. Do not delete these files because you will lose the configuration of your CloudHSM devices and client connections.

  1. Download the new client software package: cloudhsm-safenet-client. Double-click it to extract the archive.
    SafeNet-Luna-client-5-4-9/linux/64/install.sh

    Make sure you choose the Luna SA option when presented with it. Because the directory where your certificates are installed is the same, you do not need to copy these certificates to another directory. You do, however, need to ensure that the Chrystoki.conf file, located at /etc/Chrystoki.conf, has the same path and name for the certificates as when you created them. (The path or names should not have changed, but you should still verify they are same as before the update.)

  1. Check to ensure that the PATH environment variable points to the directory, /usr/safenet/lunaclient/bin, to ensure no issues when you restart applications and services. The update process for your Linux client Instance is now complete.

Updating the Windows client

Use the following steps to update your Windows client instances:

  1. Use Remote Desktop Protocol (RDP) from your local network into the client instance. You can accomplish this with the RDP application of your choice.
  2. After you establish the RDP connection, stop all applications and services on the instance that are using the CloudHSM device. This is required because you will remove old software and install new software in its place or overwrite If your client software version is older than 5.4.1, you need to completely remove it and all patches by using Programs and Features in the Windows Control Panel. If your client software version is 5.4.1 or newer, proceed without removing the software. Your configuration file will remain intact in the crystoki.ini file of your C:\Program Files\SafeNet\Lunaclient\ directory. All certificates are preserved in the C:\Program Files\SafeNet\Lunaclient\cert\ directory. Again, do not delete these files, or you will lose all configuration and client connection data.
  3. After you have completed these steps, download the new client software: cloudhsm-safenet-client. Extract the archive from the downloaded file, and launch the SafeNet-Luna-client-5-4-9\win\64\Lunaclient.msi Choose the Luna SA option when it is presented to you. Because the directory where your certificates are installed is the same, you do not need to copy these certificates to another directory. You do, however, need to ensure that the crystoki.ini file, which is located at C:\Program Files\SafeNet\Lunaclient\crystoki.ini, has the same path and name for the certificates as when you created them. (The path and names should not have changed, but you should still verify they are same as before the update.)
  4. Make one last check to ensure the PATH environment variable points to the directory C:\Program Files\SafeNet\Lunaclient\ to help ensure no issues when you restart applications and services. The update process for your Windows client instance is now complete.

2.  Updating your CloudHSM software

Now that your clients are up to date with the most current software version, it’s time to move on to your CloudHSM devices. A few important notes:

  • Back up your data to a Luna SA Backup device. AWS does not sell or support the Luna SA Backup devices, but you can purchase them from Gemalto. We do, however, offer the steps to back up your data to a Luna SA Backup device. Do not update your CloudHSM devices without backing up your data first.
  • If the names of your clients used for Network Trust Link Service (NTLS) connections has a capital “T” as the eighth character, the client will not work after this update. This is because of a Gemalto naming convention. Before upgrading, ensure you modify your client names accordingly. The NTLS connection uses a two-way digital certificate authentication and SSL data encryption to protect sensitive data transmitted between your CloudHSM device and the client Instances.
  • The syslog configuration for the CloudHSM devices will be lost. After the update is complete, notify AWS Support and we will update the configuration for you.

Now on to updating the software versions. There are actually three different update paths to follow, and I will cover each. Depending on the current software versions on your CloudHSM devices, you might need to follow all three or just one.

Updating the software from version 5.1.x to 5.1.5

If you are running any version of the software older than 5.1.5, you must first update to version 5.1.5 before proceeding. To update to version 5.1.5:

  1. Stop all applications and services that access the CloudHSM device.
  2. Download the Luna SA software update package.
  3. Extract all files from the archive.
  4. Run the following command from your client instance to copy the lunasa_update-5.1.5-2.spkg file to the CloudHSM device.
    $ scp –I <private_key_file> lunasa_update-5.1.5-2.spkg manager@<hsm_ip_address>:

    <private_key_file> is the private portion of your SSH key pair and <hsm_ip_address> is the IP address of your CloudHSM elastic network interface (ENI). The ENI is the network endpoint that permits access to your CloudHSM device. The IP address was supplied to you when the CloudHSM device was provisioned.

  1. Use the following command to connect to your CloudHSM device and log in with your Security Officer (SO) password.
    $ ssh –I <private_key_file> manager@<hsm_ip_address>
    
    lunash:> hsm login
  1. Run the following commands to verify and then install the updated Luna SA software package.
    lunash:> package verify lunasa_update-5.1.5-2.spkg –authcode <auth_code>
    
    lunash:> package update lunasa_update-5.1.5-2.spkg –authcode <auth_code>

    The value you will use for <auth_code> is contained in the lunasa_update-5.1.5-2.auth file found in the 630-010165-018_reva.tar archive you downloaded in Step 2.

  1. Reboot the CloudHSM device by running the following command.
    lunash:> sysconf appliance reboot

When all the steps in this section are completed, you will have updated your CloudHSM software to version 5.1.5. You can now move on to update to version 5.3.10.

Updating the software to version 5.3.10

You can update to version 5.3.10 only if you are currently running version 5.1.5. To update to version 5.3.10:

  1. Stop all applications and services that access the CloudHSM device.
  2. Download the v 5.3.10 Luna SA software update package.
  3. Extract all files from the archive.
  4. Run the following command to copy the lunasa_update-5.3.10-7.spkg file to the CloudHSM device.
    $ scp –i <private_key_file> lunasa_update-5.3.10-7.spkg manager@<hsm_ip_address>:

    <private_key_file> is the private portion of your SSH key pair and <hsm_ip_address> is the IP address of your CloudHSM ENI.

  1. Run the following command to connect to your CloudHSM device and log in with your SO password.
    $ ssh –i <private_key_file> manager@<hsm_ip_address>
    
    lunash:> hsm login
  1. Run the following commands to verify and then install the updated Luna SA software package.
    lunash:> package verify lunasa_update-5.3.10-7.spkg –authcode <auth_code>
    
    lunash:> package update lunasa_update-5.3.10-7.spkg –authcode <auth_code>

The value you will use for <auth_code> is contained in the lunasa_update-5.3.10-7.auth file found in the SafeNet-Luna-SA-5-3-10.zip archive you downloaded in Step 2.

  1. Reboot the CloudHSM device by running the following command.
    lunash:> sysconf appliance reboot

When all the steps in this section are completed, you will have updated your CloudHSM software to version 5.3.10. You can now move on to update to version 5.3.13.

Note: Do not configure your applog settings at this point; you must first update the software to version 5.3.13 in the following step.

Updating the software to version 5.3.13

You can update to version 5.3.13 only if you are currently running version 5.3.10. If you are not already running version 5.3.10, follow the two update paths mentioned previously in this section.

To update to version 5.3.13:

  1. Stop all applications and services that access the CloudHSM device.
  2. Download the Luna SA software update package.
  3. Extract all files from the archive.
  4. Run the following command to copy the lunasa_update-5.3.13-1.spkg file to the CloudHSM device.
    $ scp –i <private_key_file> lunasa_update-5.3.13-1.spkg manager@<hsm_ip_address>

<private_key_file> is the private portion of your SSH key pair and <hsm_ip_address> is the IP address of your CloudHSM ENI.

  1. Run the following command to connect to your CloudHSM device and log in with your SO password.
    $ ssh –i <private_key_file> manager@<hsm_ip_address>
    
    lunash:> hsm login
  1. Run the following commands to verify and then install the updated Luna SA software package.
    lunash:> package verify lunasa_update-5.3.13-1.spkg –authcode <auth_code>
    
    lunash:> package update lunasa_update-5.3.13-1.spkg –authcode <auth_code>

The value you will use for <auth_code> is contained in the lunasa_update-5.3.13-1.auth file found in the SafeNet-Luna-SA-5-3-13.zip archive that you downloaded in Step 2.

  1. When updating to this software version, the option to update the firmware also is offered. If you do not require a version of the firmware validated under FIPS 140-2, accept the firmware update to version 6.20.2. If you do require a version of the firmware validated under FIPS 140-2, do not accept the firmware update and instead update by using the steps in the next section, “Updating your CloudHSM FIPS 140-2 validated firmware.”
  2. After updating the CloudHSM device, reboot it by running the following command.
    lunash:> sysconf appliance reboot
  1. Disable NTLS IP checking on the CloudHSM device so that it can operate within its VPC. To do this, run the following command.
    lunash:> ntls ipcheck disable

When all the steps in this section are completed, you will have updated your CloudHSM software to version 5.3.13. If you don’t need the FIPS 140-2 validated firmware, you will have also updated the firmware to version 6.20.2. If you do need the FIPS 140-2 validated firmware, proceed to the next section.

3.  Updating your CloudHSM FIPS 140-2 validated firmware

To update the FIPS 140-2 validated version of the firmware to 6.10.9, use the following steps:

  1. Download version 6.10.9 of the firmware package.
  2. Extract all files from the archive.
  3. Run the following command to copy the 630-010430-010_SPKG_LunaFW_6.10.9.spkg file to the CloudHSM device.
    $ scp –i <private_key_file> 630-010430-010_SPKG_LunaFW_6.10.9.spkg manager@<hsm_ip_address>:

<private_key_file> is the private portion of your SSH key pair, and <hsm_ip_address> is the IP address of your CloudHSM ENI.

  1. Run the following command to connect to your CloudHSM device and log in with your SO password.
    $ ssh –i <private_key_file> manager#<hsm_ip_address>
    
    lunash:> hsm login
  1. Run the following commands to verify and then install the updated Luna SA firmware package.
    lunash:> package verify 630-010430-010_SPKG_LunaFW_6.10.9.spkg –authcode <auth_code>
    
    lunash:> package update 630-010430-010_SPKG_LunaFW_6.10.9.spkg –authcode <auth_code>

The value you will use for <auth_code> is contained in the 630-010430-010_SPKG_LunaFW_6.10.9.auth file found in the 630-010430-010_SPKG_LunaFW_6.10.9.zip archive that you downloaded in Step 1.

  1. Run the following command to update the firmware of the CloudHSM devices.
    lunash:> hsm update firmware
  1. After you have updated the firmware, reboot the CloudHSM devices to complete the installation.
    lunash:> sysconf appliance reboot

Summary

In this blog post, I walked you through how to update your existing CloudHSM devices and clients so that they are using supported client, software, and firmware versions. Per AWS Support and CloudHSM Terms and Conditions, your devices and clients must use the most current supported software and firmware for continued troubleshooting assistance. Software and firmware versions regularly change based on customer use cases and requirements. Because AWS tests and validates all updates from Gemalto, you must install all updates for firmware and software by using our package links described in this post and elsewhere in our documentation.

If you have comments about this blog post, submit them in the “Comments” section below. If you have questions about implementing this solution, please start a new thread on the CloudHSM forum.

– Tracy